President & CEO

Clive Slovin President & CEO Respecting the true independent nature of the advisor, Clive Slovin is focused on building a financial services organization that is a platform for collaboration among SFA’s financial advisors. He operates on a strong belief that form needs to follow function in order for professional advisors to provide a superior level…

Senior Vice President

Arthur Goldsmith Senior Vice President As Senior Vice President of SFA, Arthur brings a wealth of knowledge and experience to the forefront. From 2001 until joining SFA, he was Managing Director with The Mainstay Group Capital Markets Consultants, in charge of developing compliance and operational initiatives domestically and internationally. Arthur’s extensive operational and compliance background…

Advisor Relations

Paige Hamilton Kerr Advisor Relations As VP of Advisor Relations, Paige’s core responsibilities include working alongside advisors to assist with practice management efforts, succession plans, and ideas for growing and maintaining their business. Paige brings to SFA a long and varied background in the financial services industry. Prior to joining SFA, Paige’s experience included leading…

Business Development

Jamie Mackay Business Development With more than 22 years in the financial services industry, Jamie brings both experience and an unsurpassed amount of passion and enthusiasm to his role. Responsible for the overall recruiting activities of the firm, he is focused on bringing the “right” advisors to SFA. He believes strongly that SFA’s unique value…

Compliance

Julie Sullivan SVP, Chief Compliance Officer Responsible for overseeing SFA’s Corporate Compliance Program and Policies, Julie leads with the experience and knowledge of more than 20 years in the financial services industry. Prior to joining SFA, Julie was Senior Industry Consultant at Mainstay Capital Market Consultants, LLC, providing consulting services to registered investment advisors. Julie…

Compliance

Ed Woll VP of Operations Ed Woll has 34 years of experience working in the financial services industry. This experience includes operations, margin, supervision, surveillance and compliance. Ed served as SFA’s first Chief Compliance Officer from 2003 through 2011. He has also served as CCO for JP Turner and Company, Regional Supervisory Officer for World Group Securities, Inc.,…

Due Diligence & Product

Jean Merriman Due Diligence & Product Jean oversees all of the product lines including alternatives, mutual funds, insurance, and money managers to ensure our product selection and offerings allow our Advisors to meet the needs of their clients. She, along with the Due Diligence & Product Team will work with sponsors to analyze and add…

Information Systems & Technology

Joseph K. (Jay) Copeland Information Systems & Technology Jay is a career IT professional with a wealth of experience in systems analysis, technical support, and production operations. His IT leadership spans 25 years in the consumer manufacturing and financial services industries. Jay strives for efficiency and cost savings through continuous process improvement and automation. He…

LaRee Holloway Finance With more than 25 years in the financial services industry, LaRee Holloway brings to SFA a broad base of leadership in Finance and Accounting. She is responsible for financial and management reporting, internal controls and corporate risk management, budgeting and strategic planning, and a host of other accounting-related responsibilities. LaRee’s expertise in…

Stephanie Z. Schiele Marketing Stephanie brings to SFA more than 20 years of marketing expertise. She possesses a multi-faceted background, having worked at general advertising agencies, healthcare marketing firms, and non-profit organizations. Stephanie is well-versed in all areas of marketing, from strategic planning to tactics such as advertising, public relations, and digital media. Her core…